Signal evidence
ria_filing.amended · effective 2026-08-31
Reported facts
- firmCrdNumber
- 148901
- legalName
- BROADOAK ASSET MANAGEMENT, LLC
- filedOn
- 2026-08-31
- regulatoryAumUsd
- 519004574
- totalEmployees
- 10
- reportsDisclosure
- false
Provenance
- Source
- sec_iapd_adviser_feed
- Source record
148901- Snapshot hash
c472e0ed99bc52686524da347076ad740dd07caf6ca14252ad569b0ae7923a52- Source URL
- https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_09_01_2026.xml.gz
- Observed
- 2026-09-08T16:22:09.483Z
- Transform
sec_iapd_firm_to_adviser v1- Event rule
sec_iapd_adviser_filed v1- Event key
0437b570d5bbefbb442e5f32bf6fea6093f25f9369b783a1010a1e8781ee6c42
Source terms that apply
- Form ADV content is self-reported by each firm and is not verified by the SEC or by us
- Registration is not an endorsement and this is not a view on any firm's quality
- Nothing here is a recommendation about securities or about hiring an adviser
- Not affiliated with or endorsed by the SEC
Source: SEC Investment Adviser Public Disclosure (IAPD) Form ADV data