Know which RIA firms just registered or amended their Form ADV
Commercial triggers for vendors selling to registered investment advisers, built from the SEC's own monthly adviser feed with the CRD number and filing date on every signal.
- New SEC registrations and Form ADV amendments, dated by the SEC rather than by us
- Firms identified by CRD number, so a signal maps to one firm with no name guessing
- A subscriber feed you can filter by firm, signal type and filing date
- Reported assets under management and headcount as the firm itself filed them
- Roughly 1,500 filings a month across 23,000 registered advisers
See real adviser signals — 3228 signals published, a sample of them public.
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What this is not
- Form ADV content is self-reported by each firm and is not verified by the SEC or by us
- Registration is not an endorsement and this is not a view on any firm's quality
- Nothing here is a recommendation about securities or about hiring an adviser
- Not affiliated with or endorsed by the SEC
Source: SEC Investment Adviser Public Disclosure (IAPD) Form ADV data