RIADelta · Form ADV amended
RBC ROCHDALE, LLC
Form ADV filing recorded 2026-07-31 · CRD 117198 · $73.0 billion regulatory AUM
EventForm ADV amended
Effective2026-07-31
On 2026-07-31 the SEC recorded a Form ADV filing for RBC ROCHDALE, LLC (CRD 117198). The filing reports $73.0 billion in regulatory assets under management. 269 employees. Form ADV content is self-reported by the adviser and is not verified by the SEC or by us.
Reported facts
- Firm crd number
- 117198
- Legal name
- RBC ROCHDALE, LLC
- Filed on
- 2026-07-31
- Regulatory aum usd
- $72,960,498,578
- Total employees
- 269
- Reports disclosure
- No
Every field above is as sec_iapd_adviser_feed published it. Nothing on this page is our interpretation.
Provenance
- Source
- sec_iapd_adviser_feed
- Source record
117198- Snapshot hash
c472e0ed99bc52686524da347076ad740dd07caf6ca14252ad569b0ae7923a52- Source URL
- https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_09_01_2026.xml.gz
- Observed
- 2026-09-08T16:22:09.483Z
- Transform
sec_iapd_firm_to_adviser v1- Event rule
sec_iapd_adviser_filed v1- Event key
25a6b2b36149539983d31824e56d70ae16f5a8856ed77ef7925f060a7c93a319- Signal type
ria_filing.amended
Source terms that apply
- Form ADV content is self-reported by each firm and is not verified by the SEC or by us
- Registration is not an endorsement and this is not a view on any firm's quality
- Nothing here is a recommendation about securities or about hiring an adviser
- Not affiliated with or endorsed by the SEC
Source: SEC Investment Adviser Public Disclosure (IAPD) Form ADV data