RIADelta · Form ADV amended
ROUNDHILL FINANCIAL INC.
Form ADV filing recorded 2026-07-24 · CRD 300799 · $9.6 billion regulatory AUM
EventForm ADV amended
Effective2026-07-24
On 2026-07-24 the SEC recorded a Form ADV filing for ROUNDHILL FINANCIAL INC. (CRD 300799). The filing reports $9.6 billion in regulatory assets under management. 13 employees. Form ADV content is self-reported by the adviser and is not verified by the SEC or by us.
Reported facts
- Firm crd number
- 300799
- Legal name
- ROUNDHILL FINANCIAL INC.
- Filed on
- 2026-07-24
- Regulatory aum usd
- $9,586,795,259
- Total employees
- 13
- Reports disclosure
- No
Every field above is as sec_iapd_adviser_feed published it. Nothing on this page is our interpretation.
Provenance
- Source
- sec_iapd_adviser_feed
- Source record
300799- Snapshot hash
c472e0ed99bc52686524da347076ad740dd07caf6ca14252ad569b0ae7923a52- Source URL
- https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_09_01_2026.xml.gz
- Observed
- 2026-09-08T16:22:09.483Z
- Transform
sec_iapd_firm_to_adviser v1- Event rule
sec_iapd_adviser_filed v1- Event key
26063026442877be034e8de39e7fca8c6c3f845801d68c9dada01828229d04f2- Signal type
ria_filing.amended
Source terms that apply
- Form ADV content is self-reported by each firm and is not verified by the SEC or by us
- Registration is not an endorsement and this is not a view on any firm's quality
- Nothing here is a recommendation about securities or about hiring an adviser
- Not affiliated with or endorsed by the SEC
Source: SEC Investment Adviser Public Disclosure (IAPD) Form ADV data