RIADelta · Registration approved
NORTH COMPASS FINANCIAL ADVISORS, LLC
Form ADV filing recorded 2026-08-05 · CRD 146626 · $146.0 million regulatory AUM
EventRegistration approved
Effective2026-08-05
On 2026-08-05 the SEC recorded a Form ADV filing for NORTH COMPASS FINANCIAL ADVISORS, LLC (CRD 146626). The filing reports $146.0 million in regulatory assets under management. 4 employees. Form ADV content is self-reported by the adviser and is not verified by the SEC or by us.
Reported facts
- Firm crd number
- 146626
- Legal name
- NORTH COMPASS FINANCIAL ADVISORS, LLC
- Registered on
- 2026-08-05
- Registration status
- APPROVED
- State
- MN
- Regulatory aum usd
- $145,961,708
- Total employees
- 4
Every field above is as sec_iapd_adviser_feed published it. Nothing on this page is our interpretation.
Provenance
- Source
- sec_iapd_adviser_feed
- Source record
146626- Snapshot hash
c472e0ed99bc52686524da347076ad740dd07caf6ca14252ad569b0ae7923a52- Source URL
- https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_09_01_2026.xml.gz
- Observed
- 2026-09-08T16:22:09.483Z
- Transform
sec_iapd_firm_to_adviser v1- Event rule
sec_iapd_adviser_registered v1- Event key
4c04e5ca7ad416af999e5e4aca84d438b7fd0d2b9a61805d2f273abb8491530d- Signal type
ria_registration.approved
Source terms that apply
- Form ADV content is self-reported by each firm and is not verified by the SEC or by us
- Registration is not an endorsement and this is not a view on any firm's quality
- Nothing here is a recommendation about securities or about hiring an adviser
- Not affiliated with or endorsed by the SEC
Source: SEC Investment Adviser Public Disclosure (IAPD) Form ADV data