RIADelta · Registration approved
ROTHGUARD LLC
Form ADV filing recorded 2026-08-13 · CRD 343918
EventRegistration approved
Effective2026-08-13
On 2026-08-13 the SEC recorded a Form ADV filing for ROTHGUARD LLC (CRD 343918). Form ADV content is self-reported by the adviser and is not verified by the SEC or by us.
Reported facts
- Firm crd number
- 343918
- Legal name
- ROTHGUARD LLC
- Registered on
- 2026-08-13
- Registration status
- ACTIVE
- State
- FL
- Regulatory aum usd
- —
- Total employees
- —
Every field above is as sec_iapd_adviser_feed published it. Nothing on this page is our interpretation.
Provenance
- Source
- sec_iapd_adviser_feed
- Source record
343918- Snapshot hash
c472e0ed99bc52686524da347076ad740dd07caf6ca14252ad569b0ae7923a52- Source URL
- https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_09_01_2026.xml.gz
- Observed
- 2026-09-08T16:22:09.483Z
- Transform
sec_iapd_firm_to_adviser v1- Event rule
sec_iapd_adviser_registered v1- Event key
7a2fb5dda6948cdbc2f7fdf7da9af2a9aa14d14afcf6d3838d4fe6d63d4423fc- Signal type
ria_registration.approved
Source terms that apply
- Form ADV content is self-reported by each firm and is not verified by the SEC or by us
- Registration is not an endorsement and this is not a view on any firm's quality
- Nothing here is a recommendation about securities or about hiring an adviser
- Not affiliated with or endorsed by the SEC
Source: SEC Investment Adviser Public Disclosure (IAPD) Form ADV data