RIADelta · Registration approved
JOE ALLEN, LLC
Form ADV filing recorded 2026-07-20 · CRD 342928 · $0 regulatory AUM
EventRegistration approved
Effective2026-07-20
On 2026-07-20 the SEC recorded a Form ADV filing for JOE ALLEN, LLC (CRD 342928). The filing reports $0 in regulatory assets under management. 3 employees. Form ADV content is self-reported by the adviser and is not verified by the SEC or by us.
Reported facts
- Firm crd number
- 342928
- Legal name
- JOE ALLEN, LLC
- Registered on
- 2026-07-20
- Registration status
- APPROVED-120
- State
- AZ
- Regulatory aum usd
- $0
- Total employees
- 3
Every field above is as sec_iapd_adviser_feed published it. Nothing on this page is our interpretation.
Provenance
- Source
- sec_iapd_adviser_feed
- Source record
342928- Snapshot hash
c472e0ed99bc52686524da347076ad740dd07caf6ca14252ad569b0ae7923a52- Source URL
- https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_09_01_2026.xml.gz
- Observed
- 2026-09-08T16:22:09.483Z
- Transform
sec_iapd_firm_to_adviser v1- Event rule
sec_iapd_adviser_registered v1- Event key
9a5212dd80705617c92325e1bdb5718fa8a6884928da97783937429e086285dd- Signal type
ria_registration.approved
Source terms that apply
- Form ADV content is self-reported by each firm and is not verified by the SEC or by us
- Registration is not an endorsement and this is not a view on any firm's quality
- Nothing here is a recommendation about securities or about hiring an adviser
- Not affiliated with or endorsed by the SEC
Source: SEC Investment Adviser Public Disclosure (IAPD) Form ADV data