RIADelta · Form ADV amended
OSAIC ADVISORY SERVICES, LLC
Form ADV filing recorded 2026-08-28 · CRD 171070 · $15.5 billion regulatory AUM
EventForm ADV amended
Effective2026-08-28
On 2026-08-28 the SEC recorded a Form ADV filing for OSAIC ADVISORY SERVICES, LLC (CRD 171070). The filing reports $15.5 billion in regulatory assets under management. 2180 employees. Form ADV content is self-reported by the adviser and is not verified by the SEC or by us.
Reported facts
- Firm crd number
- 171070
- Legal name
- OSAIC ADVISORY SERVICES, LLC
- Filed on
- 2026-08-28
- Regulatory aum usd
- $15,479,826,382
- Total employees
- 2,180
- Reports disclosure
- Yes
Every field above is as sec_iapd_adviser_feed published it. Nothing on this page is our interpretation.
Provenance
- Source
- sec_iapd_adviser_feed
- Source record
171070- Snapshot hash
c472e0ed99bc52686524da347076ad740dd07caf6ca14252ad569b0ae7923a52- Source URL
- https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_09_01_2026.xml.gz
- Observed
- 2026-09-08T16:22:09.483Z
- Transform
sec_iapd_firm_to_adviser v1- Event rule
sec_iapd_adviser_filed v1- Event key
f282427bb87e56321b2d08cc48e4cb5e4385322406213ad6204edf47bb9e139e- Signal type
ria_filing.amended
Source terms that apply
- Form ADV content is self-reported by each firm and is not verified by the SEC or by us
- Registration is not an endorsement and this is not a view on any firm's quality
- Nothing here is a recommendation about securities or about hiring an adviser
- Not affiliated with or endorsed by the SEC
Source: SEC Investment Adviser Public Disclosure (IAPD) Form ADV data